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Wallman Richard F's Form 4 filing

Ceco Environmental CorpCECO · filed Mar 23, 2022

Accession no.
0001209191-22-020798
Filed
Mar 23, 2022
Trade date
Mar 21-22, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $173.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wallman Richard FCIK 0001198092Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 21, 2022Common StockPPurchaseAcquired+13,087$5.87F1+$76,820.6983,968Direct
Mar 22, 2022Common StockPPurchaseAcquired+16,913$5.73F2+$96,911.49100,881Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reflects the weighted average purchase price for multiple transactions that ranged from $5.78 to $6.05 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Price reflects the weighted average purchase price for multiple transactions that ranged from $5.67 to $5.87 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)