Dhawan Pramol's Form 4 filing
PIMCO Flexible Emerging Markets Income Fund · filed Mar 23, 2022
- Accession no.
- 0001209191-22-020790
- Filed
- Mar 23, 2022
- Trade date
- Mar 21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $1.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dhawan PramolCIK 0001869692 | Other: SEE REMARKS |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2022 | COMMON SHARES | PPurchaseAcquired | +99,502.49 | $10.05 | +$1,000,000.02 | 99,502.49 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is the Portfolio Manager for this Issuer at PIMCO.