Obrien Morgan E's Form 4 filing
Anterix Inc.ATEX · filed Mar 22, 2022
- Accession no.
- 0001209191-22-020648
- Filed
- Mar 22, 2022
- Trade date
- Mar 15, 2022
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.40M. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Obrien Morgan ECIK 0000937846 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +25,000 | $25.00 | +$625,000 | 61,287 | Direct | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −6,595 | $55.37F2 | −$365,165.15 | 54,692 | Direct | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −18,405 | $56.25F3 | −$1,035,281.25 | 36,287 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 115,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $54.76 to $55.75. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.99 to $56.575. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.