Kaufman Brett's Form 4/A amendment
AmendedAdvanced Flower Capital Inc. (AFCG) · filed Mar 21, 2022
- Accession no.
- 0001209191-22-020305
- Filed
- Mar 21, 2022
- Trade date
- Mar 18, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 21, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $38.5K. It was filed 3 days after the trade.
This amendment replaces 0001209191-22-020275 (filed Mar 21, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaufman BrettCIK 0001431385 | Officer (CFO and Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2022 | Common Stock | PPurchaseAcquired | +2,000 | $19.27F2 | +$38,540 | 3,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed on March 21, 2022, is being amended by this Form 4/A to correct an administrative error relating to the transaction code, which this Form 4/A correctly reports as an open market purchase.
- F2
2,000 shares were acquired in an open market purchase transaction on March 18, 2022 at a price of $19.27 per share.
Referenced by the price of 1 transaction in Table I.
- F3
These shares are held subject to a restricted stock grant under the Issuer's Stock Incentive Plan and shall vest over a four-year period with 33% vesting on each of the second, third and fourth anniversaries of August 2, 2021, subject to the Reporting Person's continued service to the Issuer.
- F4
Held by the Brett H. Kaufman Revocable Family Trust, of which the reporting person is the trustee and a beneficiary. The reporting person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.