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Arora Nikesh's Form 4 filing

Palo Alto Networks Inc (PANW) · filed Mar 18, 2022

Accession no.
0001209191-22-020133
Filed
Mar 18, 2022
Trade date
Mar 17-18, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 15 non-derivative transactions. Open-market sales total $17.6M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Arora NikeshCIK 0001468233Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 17, 2022Common StockSSaleDisposed−400$545.36F2−$218,144530,144Direct
Mar 17, 2022Common StockSSaleDisposed−500$547.04F3−$273,520529,644Direct
Mar 17, 2022Common StockSSaleDisposed−900$548.82F4−$493,938528,744Direct
Mar 17, 2022Common StockSSaleDisposed−3,136$549.62F5−$1,723,608.32525,608Direct
Mar 17, 2022Common StockSSaleDisposed−2,712$550.43F6−$1,492,766.16522,896Direct
Mar 17, 2022Common StockSSaleDisposed−2,919$551.64F7−$1,610,237.16519,977Direct
Mar 17, 2022Common StockSSaleDisposed−5,195$552.45F8−$2,869,977.75514,782Direct
Mar 17, 2022Common StockSSaleDisposed−1,586$553.51F9−$877,866.86513,196Direct
Mar 17, 2022Common StockSSaleDisposed−1,042$554.49F10−$577,778.58512,154Direct
Mar 17, 2022Common StockSSaleDisposed−2,761$555.87F11−$1,534,757.07509,393Direct
Mar 17, 2022Common StockSSaleDisposed−3,299$556.60F12−$1,836,223.4506,094Direct
Mar 17, 2022Common StockSSaleDisposed−800$557.74F13−$446,192505,294Direct
Mar 18, 2022Common StockSSaleDisposed−6,028$575.35F14−$3,468,209.8499,266Direct
Mar 18, 2022Common StockSSaleDisposed−222$576.15F15−$127,905.3499,044Direct
Mar 18, 2022Common StockFTax withholdingDisposed−2,964$564.16−$1,672,170.24496,080Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This sale price represents the weighted average sale price of the shares sold ranging from $545.04 to $545.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

This sale price represents the weighted average sale price of the shares sold ranging from $546.87 to $547.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F4

This sale price represents the weighted average sale price of the shares sold ranging from $548.02 to $548.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F5

This sale price represents the weighted average sale price of the shares sold ranging from $549.02 to $550.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F6

This sale price represents the weighted average sale price of the shares sold ranging from $550.03 to $551.015 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F7

This sale price represents the weighted average sale price of the shares sold ranging from $551.05 to $552.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F8

This sale price represents the weighted average sale price of the shares sold ranging from $552.05 to $553.005 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F9

This sale price represents the weighted average sale price of the shares sold ranging from $553.07 to $554.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F10

This sale price represents the weighted average sale price of the shares sold ranging from $554.08 to $555.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F11

This sale price represents the weighted average sale price of the shares sold ranging from $555.22 to $556.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F12

This sale price represents the weighted average sale price of the shares sold ranging from $556.22 to $557.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F13

This sale price represents the weighted average sale price of the shares sold ranging from $557.24 to $558.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F14

This sale price represents the weighted average sale price of the shares sold ranging from $575.15 to $576.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F15

This sale price represents the weighted average sale price of the shares sold ranging from $576.09 to $576.19 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)