Howes Ian's Form 4 filing
ALSP Orchid Acquisition Corp I (ALOR) · filed Mar 18, 2022
- Accession no.
- 0001209191-22-020061
- Filed
- Mar 18, 2022, 5:04 PM ET
- Trade date
- Nov 22-23, 2021
- Filing delay
- 116 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $9.15M. It was filed 116 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howes IanCIK 0001857978 | Director, Officer (Chief Financial Officer), 10% Owner |
| Le Thong Q.CIK 0001888371 | Director, Officer (Chief Executive Officer), 10% Owner |
| ALSP Orchid Sponsor LLCCIK 0001883958 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported Class A Ordinary Shares and warrants were purchased by ALSP Orchid Sponsor LLC in connection with a private placement offering of the Issuer. ASLP Orchid Sponsor LLC paid $10.00 for each private placement unit purchased. Each private placement unit consisted of one Class A Ordinary Share of the Issuer and one half of one warrant, with each whole warrant entitling the holder to purchase one Class A Ordinary Share at $11.50 per share.
Referenced by the price of 2 transactions in Table I.