Williams Duston's Form 4 filing
Nutanix, Inc. (NTNX) · filed Mar 17, 2022
- Accession no.
- 0001209191-22-019781
- Filed
- Mar 17, 2022
- Trade date
- Mar 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $275.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams DustonCIK 0001310852 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,250 | $0.00 | $0 | 236,072 | Direct | |
| Mar 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +9,375 | $0.00 | $0 | 245,447 | Direct | |
| Mar 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +14,735 | $0.00 | $0 | 260,182 | Direct | |
| Mar 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,883 | $0.00 | $0 | 264,065 | Direct | |
| Mar 16, 2022 | Class A Common Stock | SSaleDisposed | −11,594 | $23.78 | −$275,705.32 | 252,471 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 18,750 | Direct | |
| Mar 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −9,375 | $0.00 | $0 | 56,250 | Direct | |
| Mar 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −14,735 | $0.00 | $0 | 147,343 | Direct | |
| Mar 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,883 | $0.00 | $0 | 54,355 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.