Ouellet Daniel's Form 4 filing
Resolute Forest Products Inc. (RFP) · filed Mar 16, 2022
- Accession no.
- 0001209191-22-019354
- Filed
- Mar 16, 2022
- Trade date
- Mar 14-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $47.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ouellet DanielCIK 0001741514 | Officer (SVP Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2022 | Common Stock | SSaleDisposed | −2,500 | $14.00F1 | −$35,000 | 109,674 | Direct | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −600 | $14.03F1 | −$8,418 | 109,074 | Direct | |
| Mar 16, 2022 | Common Stock | MOption exerciseDisposed | −2,954 | $11.41 | −$33,705.14 | 112,028 | Direct | |
| Mar 16, 2022 | Common Stock | FTax withholdingDisposed | −2,638 | $13.61 | −$35,903.18 | 109,390 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −316 | $13.65 | −$4,313.4 | 109,074 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2022 | Common Stock | MOption exerciseDisposed | −2,954 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price.
Referenced by the price of 2 transactions in Table I.