Peltz Nelson's Form 4 filing
Janus Henderson Group Ltd. (JHG) · filed Mar 15, 2022
- Accession no.
- 0001209191-22-018982
- Filed
- Mar 15, 2022, 7:19 PM ET
- Trade date
- Mar 11-15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $46.7M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peltz NelsonCIK 0000928265 | Director, 10% Owner |
| Trian Fund Management, L.P.CIK 0001345471 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2022 | Common Stock | PPurchaseAcquired | +750,000 | $32.41 | +$24,306,450 | 30,522,648 | Indirect | Duplicate filing |
| Mar 14, 2022 | Common Stock | PPurchaseAcquired | +500,000 | $33.75 | +$16,873,650 | 31,022,648 | Indirect | Duplicate filing |
| Mar 15, 2022 | Common Stock | PPurchaseAcquired | +162,638 | $33.85 | +$5,505,735.42 | 31,185,286 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.