Matthews Judith M.'s Form 4/A amendment
AmendedIterum Therapeutics plc (ITRM) · filed Mar 15, 2022
- Accession no.
- 0001209191-22-018976
- Filed
- Mar 15, 2022, 7:12 PM ET
- Trade date
- Mar 14, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 15, 2022
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $19.6K. It was filed 1 day after the trade.
This amendment restates part of 0001209191-22-018864 (filed Mar 15, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Matthews Judith M.CIK 0001734033 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2022 | Ordinary Shares | SSaleDisposed | −63,340 | $0.31F2 | −$19,635.4 | 65,292 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-22-018864 (filed Mar 15, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2022 | Ordinary Shares | AGrant or awardAcquired | +100,000 | $0.00F1 | $0 | 128,632 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2022 | Ordinary Shares | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 100,000 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Restricted share units ("RSUs") converted into ordinary shares on a one-for-one basis upon vesting of the RSUs.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the ordinary shares automatically sold by the reporting person pursuant to an election to satisfy tax withholding obligations in connection with the vesting of restricted share units. This amendment is being filed to address an error in reporting the number of ordinary shares sold pursuant to such election and the sale price per share. This sale does not represent a discretionary trade by the reporting person.
- F2
Restricted share units converted into ordinary shares on a one-for-one basis upon vesting of the restricted share units. This amendment is being filed to address an error in reporting the number of ordinary shares sold pursuant to such election and the sale price per share. This sale does not represent a discretionary trade by the reporting person.
Referenced by the price of 1 transaction in Table I.