Stoecker Dean's Form 4 filing
Alteryx, Inc. (AYX) · filed Mar 15, 2022
- Accession no.
- 0001209191-22-018949
- Filed
- Mar 15, 2022
- Trade date
- Mar 10-11, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.24M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stoecker DeanCIK 0001699950 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Class A Common Stock | GGiftDisposed | −4,300 | $0.00 | $0 | 20,000 | Indirect | |
| Mar 10, 2022 | Class A Common Stock | GGiftDisposed | −20,000 | $0.00 | $0 | 0 | Indirect | |
| Mar 10, 2022 | Class A Common Stock | GGiftAcquired | +20,000 | $0.00 | $0 | 20,000 | Indirect | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −16,700 | $61.66 | −$1,029,722 | 3,300 | Indirect | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −2,308 | $62.63 | −$144,550.04 | 992 | Indirect | |
| Mar 11, 2022 | Class A Common Stock | SSaleDisposed | −992 | $63.57 | −$63,061.44 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Class A Common Stock | GGiftDisposed | −280,000 | $0.00 | $0 | 694,749 | Indirect | |
| Mar 10, 2022 | Class A Common Stock | GGiftAcquired | +80,000 | $0.00 | $0 | 80,000 | Indirect | |
| Mar 10, 2022 | Class A Common Stock | GGiftAcquired | +100,000 | $0.00 | $0 | 100,000 | Indirect | |
| Mar 10, 2022 | Class A Common Stock | GGiftAcquired | +100,000 | $0.00 | $0 | 100,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.