Parker John David's Form 4 filing
Marcus & Millichap, Inc. (MMI) · filed Mar 14, 2022
- Accession no.
- 0001209191-22-018673
- Filed
- Mar 14, 2022
- Trade date
- Mar 10-14, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $256.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Parker John DavidCIK 0001862126 | Officer (EVP & COO - Eastern Division) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +2,008 | – | – | 3,796 | Direct | |
| Mar 10, 2022 | Common Stock | FTax withholdingDisposed | −1,026 | $45.16 | −$46,334.16 | 2,770 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +1,778 | – | – | 4,548 | Direct | |
| Mar 10, 2022 | Common Stock | FTax withholdingDisposed | −908 | $45.16 | −$41,005.28 | 3,640 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +2,204 | – | – | 5,844 | Direct | |
| Mar 10, 2022 | Common Stock | FTax withholdingDisposed | −1,126 | $45.16 | −$50,850.16 | 4,718 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +2,648 | – | – | 7,366 | Direct | |
| Mar 10, 2022 | Common Stock | FTax withholdingDisposed | −1,352 | $45.16 | −$61,056.32 | 6,014 | Direct | |
| Mar 14, 2022 | Common Stock | SSaleDisposed | −5,624 | $45.52 | −$256,004.48 | 390 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Common Stock | MOption exerciseDisposed | −2,008 | $0.00 | $0 | 2,014 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseDisposed | −1,778 | $0.00 | $0 | 3,558 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseDisposed | −2,204 | $0.00 | $0 | 6,620 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseDisposed | −2,648 | $0.00 | $0 | 10,598 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.