Krump Paul J's Form 4 filing
Chubb Ltd (CB) · filed Mar 14, 2022
- Accession no.
- 0001209191-22-018385
- Filed
- Mar 14, 2022
- Trade date
- Mar 10, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.48M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Krump Paul JCIK 0001191204 | Officer (Vice Chairman, Chubb Group*) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Common Shares | MOption exerciseAcquired | +5,917 | $133.90 | +$792,286.3 | 99,102 | Direct | |
| Mar 10, 2022 | Common Shares | SSaleDisposed | −5,170 | $201.49F1 | −$1,041,703.3 | 93,932 | Direct | |
| Mar 10, 2022 | Common Shares | MOption exerciseAcquired | +6,328 | $150.11 | +$949,896.08 | 100,260 | Direct | |
| Mar 10, 2022 | Common Shares | SSaleDisposed | −6,328 | $201.80F2 | −$1,276,990.4 | 93,932 | Direct | |
| Mar 10, 2022 | Common Shares | MOption exerciseAcquired | +5,760 | $164.94 | +$950,054.4 | 99,692 | Direct | |
| Mar 10, 2022 | Common Shares | SSaleDisposed | −5,760 | $201.91F3 | −$1,163,001.6 | 93,932 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Common Shares | MOption exerciseDisposed | −5,917 | $0.00 | $0 | 45,508 | Direct | |
| Mar 10, 2022 | Common Shares | MOption exerciseDisposed | −6,328 | $0.00 | $0 | 39,180 | Direct | |
| Mar 10, 2022 | Common Shares | MOption exerciseDisposed | −5,760 | $0.00 | $0 | 33,420 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Common Shares reported herein as being sold were sold at a range of between $201.45 and $201.56 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Referenced by the price of 1 transaction in Table I.
- F2
The Common Shares reported herein as being sold were sold at a range of between $201.80 and $201.835 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Referenced by the price of 1 transaction in Table I.
- F3
The Common Shares reported herein as being sold were sold at a range of between $201.895 and $201.95 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Referenced by the price of 1 transaction in Table I.
Remarks
*Global Underwriting and Claims