Goodell Timothy B.'s Form 4/A amendment
AmendedHess Corp (HES) · filed Mar 11, 2022
- Accession no.
- 0001209191-22-018246
- Filed
- Mar 11, 2022
- Trade date
- Mar 4, 2022
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 8, 2022
This filing lists 1 non-derivative transaction. It carries over 21 transactions from the original filing that it did not restate. Open-market sales total $5.08M. It was filed 7 days after the trade.
This amendment restates part of 0001209191-22-017409 (filed Mar 8, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goodell Timothy B.CIK 0001453244 | Officer (EVP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2022 | Common Stock, $1.00 par value | MOption exerciseAcquired | +14,749 | $56.74 | +$836,858.26 | 154,905 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-22-017409 (filed Mar 8, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2022 | Common Stock, $1.00 par value | MOption exerciseDisposed | −14,749 | $56.74 | −$836,858.26 | 125,407 | Direct | |
| Mar 4, 2022 | Common Stock, $1.00 par value | SSaleDisposed | −14,749 | $100.80 | −$1,486,699.2 | 110,658 | Direct | |
| Mar 4, 2022 | Common Stock, $1.00 par value | SSaleDisposed | −9,906 | $100.80 | −$998,524.8 | 110,658 | Direct | |
| Mar 6, 2022 | Common Stock, $1.00 par value | AGrant or awardAcquired | +4,942 | $0.00 | $0 | 115,600 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | SSaleDisposed | −3,915 | $98.39 | −$385,196.85 | 111,685 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | MOption exerciseAcquired | +7,375 | $56.74 | +$418,457.5 | 119,060 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | SSaleDisposed | −7,375 | $100.00 | −$737,500 | 111,685 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | MOption exerciseAcquired | +9,907 | $49.72 | +$492,576.04 | 121,592 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | SSaleDisposed | −9,907 | $100.00 | −$990,700 | 111,685 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | MOption exerciseAcquired | +4,776 | $75.04 | +$358,391.04 | 116,461 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | SSaleDisposed | −4,776 | $100.00 | −$477,600 | 111,685 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2022 | Common Stock, $1.00 par value | MOption exerciseDisposed | −7,374 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2022 | Common Stock, $1.00 par value | MOption exerciseDisposed | −7,375 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2022 | Common Stock, $1.00 par value | MOption exerciseDisposed | −9,906 | $0.00 | $0 | 0 | Direct | |
| Mar 6, 2022 | Common Stock, $1.00 par value | MOption exerciseAcquired | +26,180 | $0.00 | $0 | 13,090 | Direct | |
| Mar 6, 2022 | Common Stock, $1.00 par value | AGrant or awardAcquired | +4,218 | $0.00 | $0 | 4,218 | Direct | |
| Mar 6, 2022 | Common Stock, $1.00 par value | AGrant or awardAcquired | +4,218 | $0.00 | $0 | 4,218 | Direct | |
| Mar 6, 2022 | Common Stock, $1.00 par value | AGrant or awardAcquired | +4,219 | $0.00 | $0 | 4,219 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | MOption exerciseDisposed | −7,375 | $0.00 | $0 | 0 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | MOption exerciseDisposed | −9,907 | $0.00 | $0 | 0 | Direct | |
| Mar 7, 2022 | Common Stock, $1.00 par value | MOption exerciseDisposed | −4,776 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On March 8, 2022, the reporting person filed a Form 4 which inadvertently reported the exercise of options granted under the Corporation's Long-Term Incentive Plans as a disposition instead of an acquisition. This amendment reflects the correct amount of securities beneficially owned by the reporting person following the reported transaction.
- F2
Common Stock acquired upon exercise of options granted under the Corporation's Long-Term Incentive Plans.
- F3
This amount includes 11,568 shares held in escrow pursuant to the Corporation's Long Term Incentive Plans. The reporting person has only voting power of these shares until lapsing of the period set by the Committee administering the Plans at which time the shares plus accrued dividends will be delivered to the reporting person if the reporting person is still an employee of the Corporation.