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Silverman Peter B.'s Form 4 filing

Merus N.V. (MRUS) · filed Mar 11, 2022

Accession no.
0001209191-22-018129
Filed
Mar 11, 2022
Trade date
Mar 10, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.62M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Silverman Peter B.CIK 0001790314Officer (EVP, GC and Head of Utrecht)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 10, 2022Common SharesMOption exerciseAcquired+60,000$11.16F1+$669,60060,000Direct
Mar 10, 2022Common SharesSSaleDisposed−60,000$26.95F2−$1,617,0000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 10, 2022Common SharesMOption exerciseDisposed−60,000$0.00$021,100Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the exercise price of the options originally granted on February 20, 2019.

Referenced by the price of 1 transaction in Table I.

F2

Amount represents the weighted average price of shares sold, which ranged from $26.50 to $27.36. Details of individual transactions are available upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)