Lombardi Brandon F.'s Form 4 filing
Sprouts Farmers Market, Inc. (SFM) · filed Mar 8, 2022
- Accession no.
- 0001209191-22-017238
- Filed
- Mar 8, 2022
- Trade date
- Mar 4-8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.51M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lombardi Brandon F.CIK 0001581625 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2022 | Common Stock, par value $0.001 per share | AGrant or awardAcquired | +16,006 | $0.00 | $0 | 62,920 | Direct | |
| Mar 7, 2022 | Common Stock, par value $0.001 per share | MOption exerciseAcquired | +25,732 | $34.33 | +$883,379.56 | 88,652 | Direct | |
| Mar 7, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −25,732 | $34.75 | −$894,187 | 62,920 | Direct | |
| Mar 8, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −16,006 | $32.91 | −$526,757.46 | 46,914 | Direct | |
| Mar 8, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −2,667 | $32.91 | −$87,770.97 | 44,247 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | Common stock, par value $0.001 per share | MOption exerciseDisposed | −25,732 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.