Cook William M's Form 4 filing
Axalta Coating Systems Ltd. (AXTA) · filed Mar 7, 2022
- Accession no.
- 0001209191-22-016806
- Filed
- Mar 7, 2022
- Trade date
- Mar 3-4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $49.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cook William MCIK 0001226577 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2022 | Common Shares | MOption exerciseAcquired | +7,208 | – | – | 18,320 | Direct | |
| Mar 4, 2022 | Common Shares | PPurchaseAcquired | +2,000 | $24.64 | +$49,280 | 20,320 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2022 | Common Shares | MOption exerciseDisposed | −7,208 | $0.00 | $0 | 0 | Direct | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.