Novack David F's Form 4 filing
Dynavax Technologies Corp (DVAX) · filed Mar 4, 2022
- Accession no.
- 0001209191-22-016540
- Filed
- Mar 4, 2022
- Trade date
- Feb 15-Mar 3, 2022
- Filing delay
- 17 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $442.5K. It was filed 17 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Novack David FCIK 0001573072 | Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | AGrant or awardAcquired | +1,009 | $10.29 | +$10,382.61 | 97,575 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +17,500 | –F2 | – | 115,075 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −10,783 | $10.57 | −$113,976.31 | 104,292 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −31,079 | $10.57 | −$328,505.03 | 73,213 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +17,500 | –F2 | – | 35,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.