Eggers Barry's Form 4 filing
Personalis, Inc. (PSNL) · filed Mar 4, 2022
- Accession no.
- 0001209191-22-016514
- Filed
- Mar 4, 2022, 8:27 PM ET
- Trade date
- Mar 2-3, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $3.10M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eggers BarryCIK 0001366048 | Other: Affiliate of 10% Owner |
| Mhatre RaviCIK 0001366050 | Other: Affiliate of 10% Owner |
| Nieh PeterCIK 0001366051 | Other: Affiliate of 10% Owner |
| Lightspeed Venture Partners Select IV, L.P.CIK 0001805207 | Other: Affiliate of 10% Owner |
| Janmohamed ArifCIK 0001813938 | Other: Affiliate of 10% Owner |
| Lightspeed General Partner Select IV, L.P.CIK 0001813995 | Other: Affiliate of 10% Owner |
| Lightspeed Ultimate General Partner Select IV, L.L.C.CIK 0001813999 | Other: Affiliate of 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | PPurchaseAcquired | +48,989 | $9.96F1 | +$487,930.44 | 1,823,229 | Indirect | |
| Mar 3, 2022 | Common Stock | PPurchaseAcquired | +261,011 | $9.83F3 | +$2,565,738.13 | 2,084,240 | Indirect | |
| Mar 3, 2022 | Common Stock | PPurchaseAcquired | +4,750 | $10.38F4 | +$49,305 | 4,750 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $9.70 to $10.06. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $9.54 to $10.19. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $10.22 to $10.50. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
On December 1, 2021, Jeremy Liew resigned from the board of directors of LUGP Select and the board of managers of LUGP Select IV.