Spencer Ryan's Form 4 filing
Dynavax Technologies Corp (DVAX) · filed Mar 4, 2022
- Accession no.
- 0001209191-22-016511
- Filed
- Mar 4, 2022
- Trade date
- Feb 15-Mar 3, 2022
- Filing delay
- 17 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $877.9K. It was filed 17 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spencer RyanCIK 0001777938 | Director, Officer (CEO and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | AGrant or awardAcquired | +1,457 | $10.29 | +$14,992.53 | 162,296 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +20,833 | –F2 | – | 183,129 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −12,662 | $10.57 | −$133,837.34 | 170,467 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +29,750 | –F4 | – | 200,217 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −17,611 | $10.57 | −$186,148.27 | 182,606 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −52,835 | $10.56 | −$557,937.6 | 129,771 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F4
Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 4, 2021.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.