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Merrill Gary's Form 4 filing

Commvault Systems Inc (CVLT) · filed Mar 4, 2022

Accession no.
0001209191-22-016409
Filed
Mar 4, 2022
Trade date
Mar 2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $416.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Merrill GaryCIK 0001560814Officer (Chief - Business Operations)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 2, 2022Common StockMOption exerciseAcquired+4,270$56.57+$241,553.940,545.9Direct
Mar 2, 2022Common StockSSaleDisposed−4,270$64.42F1−$275,073.436,275.9Direct
Mar 2, 2022Common StockSSaleDisposed−330$64.55−$21,301.535,945.9Direct
Mar 2, 2022Common StockSSaleDisposed−1,856$64.52F3−$119,749.1234,089.9Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 2, 2022Common StockMOption exerciseDisposed−4,250$56.57−$241,553.90Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.38 and $64.48, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.49 and $64.57, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)