Sepp-Lorenzino Laura's Form 4 filing
Intellia Therapeutics, Inc. (NTLA) · filed Mar 3, 2022
- Accession no.
- 0001209191-22-015976
- Filed
- Mar 3, 2022
- Trade date
- Jan 1-Mar 1, 2022
- Filing delay
- 61 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $128.9K. It was filed 61 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001209191-22-016526 (Mar 4, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sepp-Lorenzino LauraCIK 0001777421 | Officer (EVP, Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Common Stock | MOption exerciseAcquired | +3,500 | –F1 | – | 5,963 | Direct | |
| Jan 1, 2022 | Common Stock | SSaleDisposed | −1,148 | $112.25 | −$128,863 | 4,815 | Direct | |
| Mar 1, 2022 | Common Stock | AGrant or awardAcquired | +13,816 | $0.00 | $0 | 18,631 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Common Stock | MOption exerciseDisposed | −3,500 | $0.00 | $0 | 10,500 | Direct | |
| Mar 1, 2022 | Common Stock | AGrant or awardAcquired | +13,816 | $0.00 | $0 | 13,816 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.