Brewer Kevin J's Form 4 filing
Axcelis Technologies Inc (ACLS) · filed Mar 2, 2022
- Accession no.
- 0001209191-22-014844
- Filed
- Mar 2, 2022
- Trade date
- Feb 28-Mar 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $612.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brewer Kevin JCIK 0001314431 | Officer (EVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2022 | Common Stock | FTax withholdingDisposed | −3,688 | $0.00F2 | $0 | 69,670 | Direct | |
| Feb 28, 2022 | Common Stock | FTax withholdingDisposed | −2,909 | $0.00F2 | $0 | 66,761 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −8,636 | $70.89F6 | −$612,206.04 | 58,125 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2022.
Referenced by the price of 2 transactions in Table I.
- F6
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.80 to $70.90, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.