Greenman William Mariner's Form 4 filing
Cerus Corp (CERS) · filed Mar 1, 2022
- Accession no.
- 0001209191-22-014447
- Filed
- Mar 1, 2022
- Trade date
- Feb 25-Mar 1, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.76M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Greenman William MarinerCIK 0001377258 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | MOption exerciseAcquired | +380,000 | $3.75 | +$1,425,000 | 1,902,281 | Direct | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −215,263 | $5.69F3 | −$1,224,846.47 | 1,687,018 | Direct | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −93,000 | $5.73F4 | −$532,890 | 1,594,018 | Direct | |
| Mar 1, 2022 | Common Stock | AGrant or awardAcquired | +217,500 | $0.00 | $0 | 1,811,518 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The reported price in column 4 is a weighted average price ranging from $5.56 to $5.77 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price in column 4 is a weighted average price ranging from $5.665 to $5.79 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
Referenced by the price of 1 transaction in Table I.
- F7
Not applicable.
Referenced by the price of 2 transactions in Table II.