Klein Rosemary L's Form 4 filing
Arch Resources, Inc. (ARCH) · filed Mar 1, 2022
- Accession no.
- 0001209191-22-014049
- Filed
- Mar 1, 2022
- Trade date
- Feb 25-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $51.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Rosemary LCIK 0001310202 | Officer (Sr. VP, General Counsel & Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | MOption exerciseAcquired | +5,116 | –F1 | – | 8,072 | Direct | |
| Feb 25, 2022 | Common Stock | FTax withholdingDisposed | −1,652 | $116.55 | −$192,540.6 | 6,420 | Direct | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −410 | $113.57 | −$46,563.7 | 6,010 | Direct | |
| Feb 27, 2022 | Common Stock | MOption exerciseAcquired | +550 | –F1 | – | 6,560 | Direct | |
| Feb 27, 2022 | Common Stock | FTax withholdingDisposed | −246 | $116.55 | −$28,671.3 | 6,314 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −44 | $116.52 | −$5,126.88 | 6,270 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Class A Common Stock | MOption exerciseDisposed | −5,116 | $0.00 | $0 | 10,234 | Direct | |
| Feb 27, 2022 | Class A Common Stock | MOption exerciseDisposed | −550 | $0.00 | $0 | 550 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 2 transactions in Table I.