Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Mar 1, 2022
- Accession no.
- 0001209191-22-013836
- Filed
- Mar 1, 2022, 7:33 AM ET
- Trade date
- Feb 28, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market purchases total $310.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2022 | Common Stock | PPurchaseAcquired | +4,700 | $3.09 | +$14,499.5 | 194,526,394 | Indirect | |
| Feb 28, 2022 | Common Stock | PPurchaseAcquired | +300 | $3.09 | +$927 | 194,526,694 | Indirect | |
| Feb 28, 2022 | Common Stock | PPurchaseAcquired | +10,375 | $3.10 | +$32,110.63 | 194,537,069 | Indirect | |
| Feb 28, 2022 | Common Stock | PPurchaseAcquired | +420 | $3.10 | +$1,302 | 194,537,489 | Indirect | |
| Feb 28, 2022 | Common Stock | PPurchaseAcquired | +49,205 | $3.11 | +$152,781.53 | 194,586,694 | Indirect | |
| Feb 28, 2022 | Common Stock | PPurchaseAcquired | +15,000 | $3.12 | +$46,725 | 194,601,694 | Indirect | |
| Feb 28, 2022 | Common Stock | PPurchaseAcquired | +10,000 | $3.12 | +$31,200 | 194,611,694 | Indirect | |
| Feb 28, 2022 | Common Stock | PPurchaseAcquired | +10,000 | $3.13 | +$31,250 | 194,621,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.