Surdykowski Andrew J's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Feb 25, 2022
- Accession no.
- 0001209191-22-013207
- Filed
- Feb 25, 2022
- Trade date
- Feb 24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $316.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Surdykowski Andrew JCIK 0001755922 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2022 | Common Stock | GGiftDisposed | −200 | $0.00 | $0 | 44,897 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −200 | $121.31F3 | −$24,262 | 44,697 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −600 | $124.19F4 | −$74,514 | 44,097 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −800 | $125.44F5 | −$100,352 | 43,297 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −547 | $126.57F6 | −$69,233.79 | 42,750 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −375 | $127.84F7 | −$47,940 | 42,375 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price range for the aggregate amount sold by the direct holder is $121.22 - $121.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $123.99 - $124.32. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price range for the aggregate amount sold by the direct holder is $125.10 - $125.64. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price range for the aggregate amount sold by the direct holder is $126.19 - $126.81. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price range for the aggregate amount sold by the direct holder is $127.31 - $128.05. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.