Sprecher Jeffrey C's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Feb 25, 2022
- Accession no.
- 0001209191-22-013205
- Filed
- Feb 25, 2022
- Trade date
- Feb 23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2022 | Common Stock | MOption exerciseAcquired | +63,680 | $41.37 | +$2,634,441.6 | 1,380,220 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseAcquired | +1,995 | $50.01 | +$99,769.95 | 1,382,215 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −35,172 | $123.82F2 | −$4,354,997.04 | 1,347,043 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −33,928 | $124.76F3 | −$4,232,857.28 | 1,313,115 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −17,645 | $125.58F4 | −$2,215,859.1 | 1,295,470 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2022 | Common Stock | MOption exerciseDisposed | −63,680 | $0.00 | $0 | 127,360 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseDisposed | −1,995 | $0.00 | $0 | 175,165 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price range for the aggregate amount sold by the direct holder is $123.28 - $124.27. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price range for the aggregate amount sold by the direct holder is $124.28 - $125.27. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $125.28 - $126.09. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.