Goone David S's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Feb 25, 2022
- Accession no.
- 0001209191-22-013201
- Filed
- Feb 25, 2022
- Trade date
- Feb 24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.18M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goone David SCIK 0001343869 | Officer (Chief Strategic Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2022 | Common Stock | SSaleDisposed | −400 | $121.33F2 | −$48,532 | 204,530 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −488 | $122.91F3 | −$59,980.08 | 204,042 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −3,669 | $124.42F4 | −$456,496.98 | 200,373 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −6,060 | $125.45F5 | −$760,227 | 194,313 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −3,501 | $126.51F6 | −$442,911.51 | 190,812 | Direct | |
| Feb 24, 2022 | Common Stock | SSaleDisposed | −3,232 | $127.66F7 | −$412,597.12 | 187,580 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price range for the aggregate amount sold by the direct holder is $121.22 - $121.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price range for the aggregate amount sold by the direct holder is $122.27 - $123.23. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $123.81 - $124.80. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price range for the aggregate amount sold by the direct holder is $124.92 - $125.90. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price range for the aggregate amount sold by the direct holder is $125.96 - $126.92. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price range for the aggregate amount sold by the direct holder is $127.30 - $128.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.