Peterson Bradley J's Form 4 filing
Nasdaq, Inc. (NDAQ) · filed Feb 25, 2022
- Accession no.
- 0001209191-22-013149
- Filed
- Feb 25, 2022
- Trade date
- Feb 23-24, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peterson Bradley JCIK 0001568592 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2022 | Common Stock, par value $0.01 | AGrant or awardAcquired | +40,722 | $0.00 | $0 | 57,206 | Direct | |
| Feb 23, 2022 | Common Stock, par value $0.01 | FTax withholdingDisposed | −17,190 | $168.19 | −$2,891,186.1 | 40,016 | Direct | |
| Feb 24, 2022 | Common Stock, par value $0.01 | SSaleDisposed | −7,500 | $163.79F4 | −$1,228,425 | 32,516 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.06 to $166.39, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.