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Hawkinson Russ's Form 4/A amendment

Amended

ARS Pharmaceuticals, Inc. (SPRY) · filed Feb 24, 2022

Accession no.
0001209191-22-012878
Filed
Feb 24, 2022
Trade date
Dec 8, 2020
Filing delay
443 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Dec 8, 2020

This filing lists 1 non-derivative transaction. Open-market purchases total $4.20K. It was filed 443 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hawkinson RussCIK 0001831807Officer (Sr. Vice President of Finance)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2020Common StockPPurchaseAcquired+200$21.00+$4,200200Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares were purchased in the Issuer's initial public offering.

F2

On December 8, 2020, the reporting person filed a Form 4 in which he inadvertently reported a purchase of 238 shares of the issuer's common stock. In fact, as reported in this amendment, the reporting person purchased 200 shares of the issuer's common stock.

Read the full filing on SEC EDGAR (opens in a new tab)