Raich Jeffrey's Form 4 filing
Moelis & Co (MC) · filed Feb 24, 2022
- Accession no.
- 0001209191-22-012865
- Filed
- Feb 24, 2022
- Trade date
- Feb 22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.59M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Raich JeffreyCIK 0001604691 | Director, Officer (Co-President, MD) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Class A Common Stock | MOption exerciseAcquired | +84,411.47 | –F1 | – | 138,495.47 | Direct | |
| Feb 22, 2022 | Class A Common Stock | FTax withholdingDisposed | −6,839.47 | $47.12 | −$322,275.83 | 131,656 | Direct | |
| Feb 22, 2022 | Class A Common Stock | SSaleDisposed | −33,762 | $47.12 | −$1,590,865.44 | 97,894 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −28,928.14 | $0.00 | $0 | 0 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −23,543.42 | $0.00 | $0 | 23,543.42 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −15,712.01 | $0.00 | $0 | 31,425.37 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −16,227.9 | $0.00 | $0 | 48,683.71 | Direct | |
| Feb 22, 2022 | Class A Common Stock | AGrant or awardAcquired | +82,465 | $0.00 | $0 | 82,465 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Referenced by the price of 1 transaction in Table I.