Mahmoodzadegan Navid's Form 4 filing
Moelis & Co (MC) · filed Feb 24, 2022
- Accession no.
- 0001209191-22-012858
- Filed
- Feb 24, 2022
- Trade date
- Feb 22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $2.52M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mahmoodzadegan NavidCIK 0001604685 | Director, Officer (Co-President, MD) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Class A Common Stock | MOption exerciseAcquired | +133,798.35 | –F1 | – | 210,154.35 | Direct | |
| Feb 22, 2022 | Class A Common Stock | FTax withholdingDisposed | −10,840.35 | $47.12 | −$510,797.29 | 199,314 | Direct | |
| Feb 22, 2022 | Class A Common Stock | SSaleDisposed | −53,518 | $47.12 | −$2,521,768.16 | 145,796 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −28,928.14 | $0.00 | $0 | 0 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −23,543.42 | $0.00 | $0 | 23,543.42 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −32,006.09 | $0.00 | $0 | 64,014.9 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −49,320.7 | $0.00 | $0 | 147,962.11 | Direct | |
| Feb 22, 2022 | Class A Common Stock | AGrant or awardAcquired | +152,103 | $0.00 | $0 | 152,103 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Referenced by the price of 1 transaction in Table I.