Crain Elizabeth's Form 4 filing
Moelis & Co (MC) · filed Feb 24, 2022
- Accession no.
- 0001209191-22-012855
- Filed
- Feb 24, 2022
- Trade date
- Feb 22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $554.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crain ElizabethCIK 0001604659 | Director, Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Class A Common Stock | MOption exerciseAcquired | +29,403.89 | –F1 | – | 29,403.89 | Direct | |
| Feb 22, 2022 | Class A Common Stock | FTax withholdingDisposed | −3,530.89 | $47.12 | −$166,375.54 | 25,873 | Direct | |
| Feb 22, 2022 | Class A Common Stock | SSaleDisposed | −11,757 | $47.12 | −$553,989.84 | 14,116 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −5,869.75 | $0.00 | $0 | 0 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −5,672.66 | $0.00 | $0 | 5,672.66 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −5,469.89 | $0.00 | $0 | 10,941.15 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −9,068.83 | $0.00 | $0 | 27,206.48 | Direct | |
| Feb 22, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,322.75 | $0.00 | $0 | 17,996.75 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Referenced by the price of 1 transaction in Table I.