Slaven John D's Form 4 filing
Alcoa Corp (AA) · filed Feb 24, 2022
- Accession no.
- 0001209191-22-012741
- Filed
- Feb 24, 2022
- Trade date
- Feb 22-24, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.13M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Slaven John DCIK 0001765974 | Officer (EVP & Chief Operations Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common Stock, par value $0.01 per share | AGrant or awardAcquired | +29,754 | $0.00 | $0 | 91,324 | Direct | |
| Feb 22, 2022 | Common Stock, par value $0.01 per share | FTax withholdingDisposed | −11,709 | $74.09 | −$867,519.81 | 79,615 | Direct | |
| Feb 22, 2022 | Common Stock, par value $0.01 per share | FTax withholdingDisposed | −2,692 | $74.09 | −$199,450.28 | 76,923 | Direct | |
| Feb 24, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +6,133 | $29.24 | +$179,328.92 | 83,056 | Direct | |
| Feb 24, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −28,326 | $75.33 | −$2,133,797.58 | 54,730 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2022 | Common Stock | MOption exerciseDisposed | −6,133 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.