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Sprecher Jeffrey C's Form 4 filing

Intercontinental Exchange, Inc. (ICE) · filed Feb 23, 2022

Accession no.
0001209191-22-012275
Filed
Feb 23, 2022
Trade date
Feb 18-22, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions. Open-market sales total $1.23M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sprecher Jeffrey CCIK 0001343882Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 18, 2022Common StockFTax withholdingDisposed−10,070$122.87−$1,237,300.91,284,945Direct
Feb 18, 2022Common StockAGrant or awardAcquired+58,012$0.00$01,342,957Direct
Feb 18, 2022Common StockFTax withholdingDisposed−26,417$122.87−$3,245,856.791,316,540Direct
Feb 22, 2022Common StockSSaleDisposed−9,400$123.08F6−$1,156,9523,022,305Indirect
Feb 22, 2022Common StockSSaleDisposed−600$123.69F7−$74,2143,021,705Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F6

The price range for the aggregate amount sold by the direct holder is $122.59 - $123.57. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

The price range for the aggregate amount sold by the direct holder is $123.59 - $123.85. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)