Davies Christa's Form 4 filing
Aon plcAON · filed Feb 22, 2022
- Accession no.
- 0001209191-22-011952
- Filed
- Feb 22, 2022
- Trade date
- Feb 17-18, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.31M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davies ChristaCIK 0001419356 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Class A Ordinary Stock | AGrant or awardAcquired | +54,384 | –F1 | – | 253,955 | Direct | |
| Feb 17, 2022 | Class A Ordinary Stock | FTax withholdingDisposed | −21,442 | $281.04 | −$6,026,059.68 | 232,513 | Direct | |
| Feb 18, 2022 | Class A Ordinary Stock | SSaleDisposed | −750 | $279.93F3,F4 | −$209,947.5 | 231,763 | Direct | |
| Feb 18, 2022 | Class A Ordinary Stock | SSaleDisposed | −4,584 | $280.99F4,F5 | −$1,288,058.16 | 227,179 | Direct | |
| Feb 18, 2022 | Class A Ordinary Stock | SSaleDisposed | −11,639 | $281.93F4,F6 | −$3,281,383.27 | 215,540 | Direct | |
| Feb 18, 2022 | Class A Ordinary Stock | SSaleDisposed | −9,137 | $283.05F4,F7 | −$2,586,227.85 | 206,403 | Direct | |
| Feb 18, 2022 | Class A Ordinary Stock | SSaleDisposed | −5,206 | $283.87F4,F8 | −$1,477,827.22 | 201,197 | Direct | |
| Feb 18, 2022 | Class A Ordinary Stock | SSaleDisposed | −1,626 | $284.77F4,F9 | −$463,036.02 | 199,571 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Class A Ordinary Shares | AGrant or awardAcquired | +2,615 | $0.00 | $0 | 2,615 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents Class A Ordinary Shares issued upon the settlement of performance share unit awards originally granted approximately three years ago under the fourteenth cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 17, 2022, based on the Company's performance for the period from January 1, 2019 to December 31, 2021.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $279.43 to $280.40, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F4
The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2021.
Referenced by the price of 6 transactions in Table I.
- F5
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $280.44 to $281.42, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $281.46 to $282.41, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $282.50 to $283.49, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $283.50 to $284.47, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $284.58 to $285.15, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.