Kellogg W K Foundation's Form 4 filing
Kellanova (K) · filed Feb 22, 2022
- Accession no.
- 0001209191-22-011916
- Filed
- Feb 22, 2022, 6:22 PM ET
- Trade date
- Feb 22, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $9.66M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kellogg W K FoundationCIK 0001197916 | 10% Owner |
| Kellogg W K Foundation TrustCIK 0001197921 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common | SSaleDisposed | −146,163 | $66.08 | −$9,658,114.87 | 58,485,674 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The sales reported on this Form 4 were made pursuant to trading instructions given by the W.K. Kellogg Foundation Trust made to a specific resolution of the Trustees at the February 14, 2022 meeting during an open window period when none of the trustees was in possession of material nonpublic information.