Wassersug Mark's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Feb 17, 2022
- Accession no.
- 0001209191-22-010996
- Filed
- Feb 17, 2022
- Trade date
- Feb 10-15, 2022
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.40M. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wassersug MarkCIK 0001722544 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common Stock | MOption exerciseAcquired | +11,022 | $50.01 | +$551,210.22 | 29,973 | Direct | |
| Feb 10, 2022 | Common Stock | SSaleDisposed | −11,022 | $127.00 | −$1,399,794 | 18,951 | Direct | |
| Feb 15, 2022 | Common Stock | AGrant or awardAcquired | +8,582 | $0.00 | $0 | 27,533 | Direct | |
| Feb 15, 2022 | Common Stock | FTax withholdingDisposed | −1,291 | $125.22 | −$161,659.02 | 26,242 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common Stock | MOption exerciseDisposed | −11,022 | $0.00 | $0 | 7,958 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.