Tennenbaum Ross's Form 4 filing
Avalara, Inc. (AVLR) · filed Feb 16, 2022
- Accession no.
- 0001209191-22-010275
- Filed
- Feb 16, 2022
- Trade date
- Feb 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $159.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tennenbaum RossCIK 0001807571 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +926 | $55.10 | +$51,022.6 | 89,982 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +654 | $67.27 | +$43,994.58 | 90,636 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −1,580 | $100.82 | −$159,295.6 | 89,056 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −926 | $0.00 | $0 | 14,741 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −654 | $0.00 | $0 | 16,353 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.