Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Feb 16, 2022
- Accession no.
- 0001209191-22-010244
- Filed
- Feb 16, 2022
- Trade date
- Feb 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.43M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −100 | $636.08 | −$63,608 | 32,947.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −100 | $638.86 | −$63,886 | 32,847.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −142 | $640.51F1 | −$90,952.42 | 32,705.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −364 | $642.12F2 | −$233,731.68 | 32,341.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −881 | $643.32F3 | −$566,764.92 | 31,460.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −1,224 | $644.32F4 | −$788,647.68 | 30,236.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −1,523 | $645.15F5 | −$982,563.45 | 28,713.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −1,622 | $646.42F6 | −$1,048,493.24 | 27,091.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −1,997 | $647.47F7 | −$1,292,997.59 | 25,094.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −1,785 | $648.67F8 | −$1,157,875.95 | 23,309.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −1,749 | $649.42F9 | −$1,135,835.58 | 21,560.51 | Indirect | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −13 | $650.13F10 | −$8,451.69 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 92,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $640.305 - $640.605. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $641.795 - $642.645. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $642.795 - $643.700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $643.855 - $644.850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $644.865 - $645.860. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $645.865 - $646.830. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $647.065 - $647.980. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $648.070 - $649.065. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $649.100 - $650.090. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $650.115 - $650.140. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.