Pearson Mark's Form 4 filing
Equitable Holdings, Inc. (EQH) · filed Feb 16, 2022
- Accession no.
- 0001209191-22-010205
- Filed
- Feb 16, 2022
- Trade date
- Feb 14-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pearson MarkCIK 0001512442 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | FTax withholdingDisposed | −11,113 | $33.94 | −$377,175.22 | 312,315.09 | Direct | |
| Feb 14, 2022 | Common Stock | AGrant or awardAcquired | +276,536 | $0.00 | $0 | 588,851.09 | Direct | |
| Feb 14, 2022 | Common Stock | FTax withholdingDisposed | −152,925 | $33.94 | −$5,190,274.5 | 435,926.09 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +20,000 | $18.74 | +$374,800 | 455,926.09 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −30,000 | $34.44 | −$1,033,200 | 425,926.09 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 986,400 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.