Davies Christa's Form 4 filing
Aon plcAON · filed Feb 15, 2022
- Accession no.
- 0001209191-22-009972
- Filed
- Feb 15, 2022
- Trade date
- Feb 11-14, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $174.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davies ChristaCIK 0001419356 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Class A Ordinary Stock | MOption exerciseAcquired | +1,017 | –F1 | – | 200,588 | Direct | |
| Feb 11, 2022 | Class A Ordinary Stock | FTax withholdingDisposed | −401 | $283.42 | −$113,651.42 | 200,187 | Direct | |
| Feb 14, 2022 | Class A Ordinary Stock | SSaleDisposed | −616 | $283.72F3 | −$174,771.52 | 199,571 | Direct | |
| Feb 14, 2022 | Class A Ordinary Stock | MOption exerciseAcquired | +1,101 | –F1 | – | 200,672 | Direct | |
| Feb 14, 2022 | Class A Ordinary Stock | FTax withholdingDisposed | −435 | $279.88 | −$121,747.8 | 200,237 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Class A Ordinary Shares | MOption exerciseDisposed | −1,017 | $0.00 | $0 | 2,036 | Direct | |
| Feb 14, 2022 | Class A Ordinary Shares | MOption exerciseDisposed | −1,101 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
Referenced by the price of 2 transactions in Table I.
- F3
The transaction reported was effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2021.
Referenced by the price of 1 transaction in Table I.