Williams William L. III's Form 4 filing
Live Oak Bancshares, Inc. (LOB) · filed Feb 11, 2022
- Accession no.
- 0001209191-22-008994
- Filed
- Feb 11, 2022
- Trade date
- Feb 9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $1.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams William L. IIICIK 0001635831 | Director, Officer (Vice Chairman & EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Voting Common Stock | PPurchaseAcquired | +4,725 | $64.46F1 | +$304,573.5 | 54,075 | Direct | |
| Feb 9, 2022 | Voting Common Stock | PPurchaseAcquired | +900 | $63.91 | +$57,519 | 54,975 | Direct | |
| Feb 9, 2022 | Voting Common Stock | PPurchaseAcquired | +10,000 | $63.91 | +$639,100 | 824,200.86 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $64.155 to $64.57. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
Referenced by the price of 1 transaction in Table I.