Skip to main content

Brin Sergey's Form 4 filing

Alphabet Inc. (GOOG) · filed Feb 11, 2022

Accession no.
0001209191-22-008749
Filed
Feb 11, 2022
Trade date
Feb 9, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 30 non-derivative transactions and 1 derivative transaction. Open-market sales total $36.2M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brin SergeyCIK 0001295032Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 9, 2022Class A Common StockCConversionAcquired+13,889$0.00$013,889Direct
Feb 9, 2022Class A Common StockSSaleDisposed−95$2,805.96−$266,566.213,794Direct
Feb 9, 2022Class A Common StockSSaleDisposed−100$2,807.30−$280,73013,694Direct
Feb 9, 2022Class A Common StockSSaleDisposed−500$2,809.72F2−$1,404,86013,194Direct
Feb 9, 2022Class A Common StockSSaleDisposed−400$2,811.41F3−$1,124,56412,794Direct
Feb 9, 2022Class A Common StockSSaleDisposed−704$2,813.05F4−$1,980,387.212,090Direct
Feb 9, 2022Class A Common StockSSaleDisposed−403$2,814.13F5−$1,134,094.3911,687Direct
Feb 9, 2022Class A Common StockSSaleDisposed−900$2,816.60F6−$2,534,94010,787Direct
Feb 9, 2022Class A Common StockSSaleDisposed−523$2,817.62F7−$1,473,615.2610,264Direct
Feb 9, 2022Class A Common StockSSaleDisposed−1,473$2,818.65F8−$4,151,871.458,791Direct
Feb 9, 2022Class A Common StockSSaleDisposed−329$2,819.49F9−$927,612.218,462Direct
Feb 9, 2022Class A Common StockSSaleDisposed−800$2,821.18F10−$2,256,9447,662Direct
Feb 9, 2022Class A Common StockSSaleDisposed−1,000$2,822.45F11−$2,822,4506,662Direct
Feb 9, 2022Class A Common StockSSaleDisposed−400$2,823.31F12−$1,129,3246,262Direct
Feb 9, 2022Class A Common StockSSaleDisposed−600$2,824.86F13−$1,694,9165,662Direct
Feb 9, 2022Class A Common StockSSaleDisposed−700$2,825.69F14−$1,977,9834,962Direct
Feb 9, 2022Class A Common StockSSaleDisposed−806$2,827.28F15−$2,278,787.684,156Direct
Feb 9, 2022Class A Common StockSSaleDisposed−408$2,828.32F16−$1,153,954.563,748Direct
Feb 9, 2022Class A Common StockSSaleDisposed−420$2,829.65F17−$1,188,4533,328Direct
Feb 9, 2022Class A Common StockSSaleDisposed−414$2,830.48F18−$1,171,818.722,914Direct
Feb 9, 2022Class A Common StockSSaleDisposed−100$2,831.42−$283,1422,814Direct
Feb 9, 2022Class A Common StockSSaleDisposed−70$2,832.53F19−$198,277.12,744Direct
Feb 9, 2022Class A Common StockSSaleDisposed−139$2,833.98F19−$393,923.222,605Direct
Feb 9, 2022Class A Common StockSSaleDisposed−100$2,835.15−$283,5152,505Direct
Feb 9, 2022Class A Common StockSSaleDisposed−400$2,837.23F20−$1,134,8922,105Direct
Feb 9, 2022Class A Common StockSSaleDisposed−400$2,838.45F21−$1,135,3801,705Direct
Feb 9, 2022Class A Common StockSSaleDisposed−300$2,839.72F22−$851,9161,405Direct
Feb 9, 2022Class A Common StockSSaleDisposed−200$2,841.53F23−$568,3061,205Direct
Feb 9, 2022Class A Common StockSSaleDisposed−200$28,842.30F24−$5,768,4601,005DirectPrice outlier
Feb 9, 2022Class A Common StockSSaleDisposed−126$2,839.72F25−$357,804.72879Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 9, 2022Class A Common StockCConversionDisposed−13,889$0.00$018,655,229Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,809.22 to $2,810.21, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (25) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,811.05 to $2,812.04, inclusive

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,812.52 to $2,813.51, inclusive

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,813.79 to $2,814.78, inclusive

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,816.07 to $2,817.06, inclusive

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,817.07 to $2,818.06, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,818.15 to $2,819.14, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,819.26 to $2,820.25, inclusive.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,820.61 to $2,822.60, inclusive.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,822.03 to $2,823.02, inclusive.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,823.08 to $2,824.07, inclusive.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,824.25 to $2,825.24, inclusive.

Referenced by the price of 1 transaction in Table I.

F14

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,825.36 to $2,826.35, inclusive.

Referenced by the price of 1 transaction in Table I.

F15

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,826.80 to $2,827.79, inclusive.

Referenced by the price of 1 transaction in Table I.

F16

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,827.96 to $2,828.95, inclusive.

Referenced by the price of 1 transaction in Table I.

F17

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,829.11 to $2,830.10, inclusive.

Referenced by the price of 1 transaction in Table I.

F18

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,830.15 to $2,831.14, inclusive.

Referenced by the price of 1 transaction in Table I.

F19

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,833.54 to $2,834.53, inclusive.

Referenced by the price of 2 transactions in Table I.

F20

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,836.70 to $2,837.69, inclusive.

Referenced by the price of 1 transaction in Table I.

F21

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,838.14 to $2,839.13, inclusive.

Referenced by the price of 1 transaction in Table I.

F22

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,839.50 to $2,840.49, inclusive.

Referenced by the price of 1 transaction in Table I.

F23

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,841.06 to $2,842.05, inclusive.

Referenced by the price of 1 transaction in Table I.

F24

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,842.08 to $2,843.07, inclusive.

Referenced by the price of 1 transaction in Table I.

F25

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,843.24 to $2,844.23, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Related transactions effected by the Reporting Person on February 9, 2022 are reported on additional Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)