Olds Nicholas G's Form 4/A amendment
AmendedConocoPhillips (COP) · filed Feb 9, 2022
- Accession no.
- 0001209191-22-008167
- Filed
- Feb 9, 2022
- Trade date
- Nov 4, 2021
- Filing delay
- 97 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 5, 2021
This filing lists 1 derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $686.7K. It was filed 97 days after the trade.
This amendment restates part of 0001209191-21-063133 (filed Nov 5, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Olds Nicholas GCIK 0001819979 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseDisposed | −9,200 | $0.00 | $0 | 9,200 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-21-063133 (filed Nov 5, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +9,200 | $58.08 | +$534,336 | 9,200 | Direct | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −9,200 | $74.64 | −$686,688 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The stock options were exercisable on 02/05/2016.
- F2
On November 5, 2021, the reporting person mistakenly reported that 9,200 Stock Options were Acquired (A) in Box 5 of Table II when it should have reported that 9,200 Stock Options were Disposed of (D). All other items on the Form 4 were correct, including the Number of Derivative Securities Beneficially Owned Following the Reported Transaction as reported in Box 9 of Table II.