Thaler Warren S's Form 4/A amendment
AmendedAlign Technology IncALGN · filed Feb 9, 2022
- Accession no.
- 0001209191-22-008088
- Filed
- Feb 9, 2022
- Trade date
- Feb 8, 2021
- Filing delay
- 366 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 10, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $293.6K. It was filed 366 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thaler Warren SCIK 0001293595 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4/A does not report any new sales. This Form 4/A corrects the aggregate sales price for the identified shares erroneously reported as $62,195 per share on the Form 4 filed February 10, 2021.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $621.65 to $622.16, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the number of shares held by the Thaler Family Trust as of original Form 4 filing on February 10, 2021 following the transactions reported therein. The spouse of the reporting person is the trustee for such trust.