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Russell Austin's Form 4 filing

Luminar Technologies, Inc. (LAZRQ) · filed Feb 4, 2022

Accession no.
0001209191-22-007128
Filed
Feb 4, 2022
Trade date
Feb 2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $217.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Russell AustinCIK 0001834552Director, Officer (Chairperson, President & CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 2, 2022Class A Common StockPPurchaseAcquired+14,600$14.46F2+$211,11679,600Direct
Feb 2, 2022Class A Common StockPPurchaseAcquired+400$15.22F3+$6,08880,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The range of prices for the shares of Class A Common Stock is from $14.05 to $15.02. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The range of prices for the shares of Class A Common Stock is from $15.09 to $15.27. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)