Fountain Thomas Dean's Form 4 filing
F5, Inc. (FFIV) · filed Feb 3, 2022
- Accession no.
- 0001209191-22-006708
- Filed
- Feb 3, 2022
- Trade date
- Feb 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $341.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fountain Thomas DeanCIK 0001728330 | Officer (EVP Global Services & Strategy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseAcquired | +3,999 | $0.00 | $0 | 12,195 | Direct | |
| Feb 1, 2022 | Common Stock | FTax withholdingDisposed | −2,010 | $0.00 | $0 | 10,185 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −1,647 | $207.25F2 | −$341,340.75 | 8,538 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −1,143 | $0.00 | $0 | 8,002 | Direct | |
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −677 | $0.00 | $0 | 7,458 | Direct | |
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −799 | $0.00 | $0 | 2,396 | Direct | |
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −1,380 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed pursuant to a Rule 10b5-1 trading plan.
Referenced by the price of 1 transaction in Table I.