Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Feb 2, 2022
- Accession no.
- 0001209191-22-006172
- Filed
- Feb 2, 2022, 7:18 AM ET
- Trade date
- Feb 1, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market purchases total $455.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +1,200 | $3.00 | +$3,594 | 193,522,894 | Indirect | |
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +18,800 | $3.00 | +$56,400 | 193,541,694 | Indirect | |
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +12,000 | $3.02 | +$36,240 | 193,553,694 | Indirect | |
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +19,200 | $3.03 | +$58,176 | 193,572,894 | Indirect | |
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +6,300 | $3.03 | +$19,104.75 | 193,579,194 | Indirect | |
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +20,600 | $3.04 | +$62,521 | 193,599,794 | Indirect | |
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +9,900 | $3.04 | +$30,096 | 193,609,694 | Indirect | |
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +44,500 | $3.05 | +$135,502.5 | 193,654,194 | Indirect | |
| Feb 1, 2022 | Common Stock | PPurchaseAcquired | +17,500 | $3.05 | +$53,375 | 193,671,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.